The Law Offices of Patrick J. Burns, Jr., P.C. (PJB Law) is a nationally recognized securities law firm dedicated to assisting breakaway brokers transitioning to independence. Our firm works with breakaway brokers establishing their own investment advisory firms, as well as those joining existing firms. A large increase in the number of wire house brokers going independent the past few years lead to the creation of PJB Law whose sole mission is to protect brokers and advisors best interests. PJB Law’s key services include investment adviser registration, transition counseling, business entity formation, employment-partnership agreement review and creation, handling promissory note issues and defense based services. Our firm’s highly skilled professionals provide legal assistance to a variety of brokers, from those with small books of business to those with multi-billion dollar practices. PJB Law is backed by its affiliation with Advanced Regulatory Compliance, Inc. (ARC), a premier nationally recognized investment advisory compliance services firm dedicated to assisting advisors with their post-transition compliance needs.
Securities Law, Employment Matters
and Corporate Law
415 N. Camden Drive, Ste. 223
Beverly Hills, CA 90210
Phone: (310) 275-5059
Fax: (310) 275-7305 © 2006-2013